+44 (0)20 7821 5395 info@merlysconsulting.com

Regulatory

  • Specialist Technical Support for In-House Legal and Compliance Functions.
  • Tailor-made board and executive governance reports on regulatory change and legal developments.
  • Liaison and negotiation with regulatory bodies.
  • Full International registrations services for funds, banks and financial firm.
  • Setting up regulated structures, obtaining regulatory approvals and on-going maintenance of the regulatory strategy for the structure.
  • Audits of existing Regulatory and Compliance Procedures, testing fitness for purpose and identifying business opportunities.
  • Advising on Brexit – regimes on selling cross-border into Europe (outward-bound firms)
  • Assisting Boards in identifying and defining their risk exposure and mitigation of risk.

Regulatory

  • Specialist Technical Support for In-House Legal and Compliance Functions.
  • Tailor-made board and executive governance reports on regulatory change and legal developments.
  • Liaison and negotiation with regulatory bodies.
  • Full International registrations services for funds, banks and financial firm.
  • Setting up regulated structures, obtaining regulatory approvals and on-going maintenance of the regulatory strategy for the structure.
  • Audits of existing Regulatory and Compliance Procedures, testing fitness for purpose and identifying business opportunities.
  • Advising on Brexit – regimes on selling cross-border into Europe (outward-bound firms)
  • Assisting Boards in identifying and defining their risk exposure and mitigation of risk.

Strategy

  • Specialist Technical Support for In-House Legal and Compliance Functions.
  • Tailor-made board and executive governance reports on regulatory change and legal developments.
  • Liaison and negotiation with regulatory bodies.
  • Full International registrations services for funds, banks and financial firm.
  • Setting up regulated structures, obtaining regulatory approvals and on-going maintenance of the regulatory strategy for the structure.
  • Audits of existing Regulatory and Compliance Procedures, testing fitness for purpose and identifying business opportunities.
  • Advising on Brexit – regimes on selling cross-border into Europe (outward-bound firms)
  • Assisting Boards in identifying and defining their risk exposure and mitigation of risk.

Strategy

  • Specialist Technical Support for In-House Legal and Compliance Functions.
  • Tailor-made board and executive governance reports on regulatory change and legal developments.
  • Liaison and negotiation with regulatory bodies.
  • Full International registrations services for funds, banks and financial firm.
  • Setting up regulated structures, obtaining regulatory approvals and on-going maintenance of the regulatory strategy for the structure.
  • Audits of existing Regulatory and Compliance Procedures, testing fitness for purpose and identifying business opportunities.
  • Advising on Brexit – regimes on selling cross-border into Europe (outward-bound firms)
  • Assisting Boards in identifying and defining their risk exposure and mitigation of risk.

Change

  • Supporting executives to cascade strategic plans designed to meet regulatory developments.
  • Funds Migration between Jurisdictions.
  • Developing communication programmes.
  • Working with control and operational teams to review their processes and to design streamlines end-to -end frameworks to mitigate conflicts of interest and fiduciary and reputational risks.
  • Setting up, Restructuring and Winding up of Funds.
  • Education and Training.
  • Developing new Regulatory and Compliance Procedures.
  • Advising business from Europe, the Republic of Ireland and Asia on establishing regulated businesses in the UK and the regulatory regime governing them.

Change

  • Supporting executives to cascade strategic plans designed to meet regulatory developments.
  • Funds Migration between Jurisdictions.
  • Developing communication programmes.
  • Working with control and operational teams to review their processes and to design streamlines end-to -end frameworks to mitigate conflicts of interest and fiduciary and reputational risks.
  • Setting up, Restructuring and Winding up of Funds.
  • Education and Training.
  • Developing new Regulatory and Compliance Procedures.
  • Advising business from Europe, the Republic of Ireland and Asia on establishing regulated businesses in the UK and the regulatory regime governing them.

Phone

+44 (0)20 7821 5395

Email

Social

Phone

Email

Social

+44 (0)20 7821 5395

info@merlysconsulting.com